Master Alliance Provisions Guide (MAPGuide)

IMI 2 Model Grant Agreement

  • Intellectual Property | License Grants

25. Access Rights to Background

25.1 Exercise of access rights — Waiving of access rights — No sub–licensing. To exercise access rights, this must first be requested in writing (‘request for access’).

Access rights’ means rights to use results or background under the terms and conditions laid down in this Agreement.

Waivers of access rights are not valid unless in writing. Unless agreed otherwise, access rights do not include the right to sublicense. However, any legal entity that enjoys access rights in order to complete the action or for research use (see Article 25.3) may authorize another legal entity to exercise those rights on its behalf, provided that the following conditions are fulfilled: (a) the legal entity that enjoys access rights is liable for the acts of the other legal entity as if those acts had been performed by this former legal entity; (b) access rights granted to the other legal entity do not include the right to sub-license.

25.2 Access rights for other beneficiaries, for implementing their own tasks under the action. During the action, the beneficiaries enjoy (unless prevented or restricted from doing so by obligations to others, which exist at the date of accession to this Agreement) access rights to the background of the other beneficiaries, solely for the purpose and to the extent necessary for undertaking and completing the action. Such access must be granted on a royalty–free basis.

25.3 Access Rights for Exploiting Results. The following definitions as regards exploitation shall apply:

(a) ‘research use‘ means the use of results or background needed to use results, for all purposes other than for completing the action or for direct exploitation, and which includes but is not limited to the application of results as a tool for research, including clinical research and trials, and which directly or indirectly contributes to the objectives set out in the Societal Challenge health, demographic change and wellbeing referred to in Regulation (EU) No 1291/2013.

(b) ‘direct exploitation‘ means developing results for commercialization, including through clinical trials, or commercializing results themselves.

During and after completion of the action, beneficiaries and their affiliated entities enjoy (unless prevented or restricted from doing so by obligations to others which exist at the date of accession to this Agreement) access rights to the background of the other beneficiaries, only to the extent reasonably required for the purpose of the research use of results.

Such access rights for research use must be granted on a non–exclusive basis under fair and reasonable conditions (i.e. appropriate conditions, including financial terms or royalty–free, taking into account the actual or potential value of the background to which access is requested and other characteristics of the research use envisaged).

Beneficiaries are not required to grant access rights for direct exploitation to their own background and may use, exploit, sublicense or otherwise commercialize their background as they see fit, subject to access rights for research use.

Where direct exploitation by a beneficiary or third party, requires background necessary to use results owned by another beneficiary, the access rights may be negotiated between the parties involved.

Beneficiaries must agree in the consortium agreement on a time–limit in respect of requests for access.

28. Exploitation of Results

28.1 Obligation to Exploit Results. Each beneficiary must – up to four years after the period set out in Article 3 – take measures aiming to ensure “exploitation” of its results (either directly or indirectly, in particular through transfer or licensing) by: (a) using them in further research activities (outside the action); (b) developing, creating or marketing a product or process; (c) creating and providing a service, or (d) using them in standardization activities. […]

31. Access Rights to Results

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31.2 Access Rights for Implementing Their Own Tasks under this Action. During the action, beneficiaries enjoy access rights to the results of the other beneficiaries solely for the purpose and to the extent necessary for undertaking and completing the action.  Such access must be granted on a royalty–free basis.

31.3 Access Rights for Exploiting Results. During and after completion of the action, beneficiaries and their affiliated entities enjoy access rights to the results of the other beneficiaries for research use (see Article 25.3).

Access rights for research use must be granted on a non–exclusive basis under fair and reasonable conditions, i.e. appropriate conditions including financial terms or royalty–free, taking into account the actual or potential value of the results to which access is requested and other characteristics of the research use envisaged).

Where direct exploitation by a beneficiary or third party requires results owned by another beneficiary, the access rights may be negotiated between the parties involved.

31.5 Access Rights for JU, EU institutions, bodies, offices or agencies and EU member states. The beneficiaries must give access to their results – on a royalty–free basis – to the JU, EU institutions, bodies, offices or agencies, for developing, implementing or monitoring EU policies or programs.

Such access rights are limited to non–commercial and non–competitive use.

This does not change the right to use any material, document or information received from the beneficiaries for communication and publicizing activities (see Article 38.2).

31.6 Access Rights for Third Parties. After the completion of the action, third parties shall have the right to request and receive access rights to the results of the beneficiaries for research use.

Such access rights must be granted on a non–exclusive basis under conditions considered appropriate by the owner of the results and the third party concerned. Those conditions may not be more favorable than the conditions applied to beneficiaries and affiliated entities for research use. […]